IPO results, July 23 to August 17, 2007

Observations:

. $4.6 billion in IPO proceeds,

. 22 companies, $207mm average IPO

Overall, performance as end of the first week

. On average plus 18%, 14 up, 8 down

. Six postponed or withdrawn, averaged $101mm

Successful IPO's by sector

. Software, tech, Internet: 8

. Med: 4

. Energy: 3

. Leveraged buy-outs: 3 (one lbo was internet-related)

. Retail: 2

. Business processes: 2

. Other 1

"End of the 1st IPO week" performance

. Of the top six in "end of the week performance", three are from China,

one from Latin American, one from the U.S.

. Average gain for the 22 was 18%, range was -15% to +93%

. 14 up, eight down

Price to Friday, August 17, 2007 from "end of the 1st IPO week"

. Average "after market, from end of the 1st week" loss was 4%

. Range was -31% to +16%

. 12 down, 10 up

end of

end of

Pre-IPO

end of

IPO

1st wk

1st wk

Grade/

1st wk

Sector

Company

Symbol

Price

price

change

Score

to Aug 17

tech

VMware (VMW)

VMW

$29.00

$56.03

93%

B, 10

0%

china (soft)

Perfect World

PWRD

$16.00

$25.65

60%

B-, 8

-21%

latin am (web)

MercadoLibre

MELI

$18.00

$28.50

58%

C+, 7

16%

canada (retail)

lululemon athletica

LULU

$18.00

$28.00

56%

B-, 8

16%

tech

BladeLogic

BLOG

$17.00

$25.29

49%

C+, 7

-12%

china (pharma)

WuXi Pharma Tech

WX

$14.00

$18.50

32%

B-, 9

1%

china

E-House (China)

EJ

$13.80

$17.99

30%

B-, 9

-21%

lbo (web)

Dolan Media (DM)

DM

$14.50

$17.60

21%

C+, 7

4%

med

Masimo (MASI)

MASI

$17.00

$20.02

18%

C+, 8

3%

bus process

Genpact Limited (G)

G

$14.00

$15.75

13%

C+, 7

-11%

energy

Concho Resources

CXO

$11.50

$12.90

12%

C+, 7

0%

med

Sucampo Pharma

SCMP

$11.50

$11.99

4%

C, 6

1%

lev buy-out

Horsehead Holdings

ZINC

$18.00

$18.50

3%

C+, 6

-2%

energy

Quicksliver Gas

KGS

$21.00

$21.36

2%

C+, 7

-5%

lev buy-out

Monotype Imaging

TYPE

$12.00

$12.06

1%

C+, 7

0%

tech

Validus Holdings

VR

$22.00

$21.85

-1%

C+, 7

-4%

soft

HireRight (HIRE)

HIRE

$15.00

$14.51

-3%

C+, 7

0%

med

ImaRx Therapeuctis

IMRX

$5.00

$4.75

-5%

C, 6

-9%

tech

Voltaire Ltd.

VOLT

$9.00

$8.40

-7%

C+, 6

-31%

energy

Rex Energy

REXX

$11.00

$10.15

-8%

C+, 7

-9%

soft

DemandTec

DMAN

$11.00

$10.00

-9%

C+, 6.5

-2%

other

Paragon Shipping

PRGN

$16.00

$14.50

-9%

C+, 6

3%

bus process

Virtusa

VRTU

$14.00

$11.86

-15%

C+, 8

2%

total (22)

ave

18%

ave

-4%